What Laws Affect Securities Offerings?
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What Laws Affect Securities Offerings?
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On this episode of Raising Capital 101, host Tom Voekler is joined by colleagues Rhys James, John Watson, and Mehanna Borostyan to discuss which laws and regulations companies need to consider when raising capital through private and public offerings. The team discusses the ‘33 Act, ’34 Act, and other laws and bodies that regulate securities transactions, The team will discuss which players are governed by which laws, compliance with Blue Sky laws, what’s FINRA, and how companies are affected by its authority. These are just a few of the questions that will be discussed in this episode.
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